Complye

Built for the compliance obligations you actually carry

[complye] is designed around the real operating challenges of AFSL licensees, credit licensees, governance teams and Responsible Managers - not generic enterprise compliance frameworks.

Self-licensed AFSL firms

The problem

Self-licensed AFSL firms carry the full weight of compliance obligations without the dedicated infrastructure of a large institution. Governance registers get outdated. Monitoring programs run informally. When ASIC asks for evidence of your compliance program, it's not always ready.

How it helps

[complye] gives self-licensed firms the same structured compliance infrastructure that larger institutions have - built for the scale and resource levels of an independent licensee.

  • Structured obligation register mapped to your AFSL conditions
  • Monitoring programs you can build and run with remediation process
  • Incident and breach management with full documentation
  • Regulatory change tracking so your obligations stay current
  • Oversight reporting ready for your Responsible Managers and board

Credit licensees

The problem

Credit licensees face a specific and evolving set of compliance obligations under the National Consumer Credit Protection Act. Managing these obligations without a structured platform means relying on manual tracking that doesn't scale and doesn't produce the records regulators expect.

How it helps

[complye] supports the full credit licensee compliance lifecycle - from obligation management through to incident handling and regulatory change.

  • Obligation register mapped to NCCP requirements
  • Monitoring review program for credit compliance with remediation tracking
  • Incident and breach management with reportable breach flagging
  • Regulatory change workflow for ASIC regulatory updates
  • Documentation ready for AFCA or regulatory review

Governance and compliance teams

The problem

Compliance teams spend too much time maintaining spreadsheets, chasing monitoring completion, and assembling evidence for oversight reporting. The work is being done - but the records don't reflect that.

How it helps

[complye] gives compliance teams a single place to manage obligations, run monitoring programs, handle incidents, and produce oversight reports - without rebuilding everything from scratch each quarter.

  • Central obligation and governance register
  • Monitoring programs with assigned owners and completion tracking
  • Incident register with full lifecycle documentation
  • Oversight reports generated from live platform data
  • Audit trail for every compliance activity

Responsible Managers

The problem

Responsible Managers carry personal accountability for compliance oversight under their licence. Demonstrating that governance structures are operating effectively - with records to back it up - requires more than assurances from the compliance team.

How it helps

[complye] gives Responsible Managers structured visibility over compliance risks, governance registers, and oversight records - so they can meet their obligations with confidence.

  • Governance registers demonstrating oversight in practice
  • Structured records of compliance obligations and responsibilities
  • Visibility over monitoring program completion and gaps
  • Incident and breach records with investigation documentation
  • Oversight reporting ready for board and regulatory review

Request a demonstration

See how [complye] supports AFSL and credit licensees managing governance oversight, monitoring programs and compliance risk.

or email sales@complye.ai

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