Governance
Boards and Responsible Managers maintaining structured oversight of compliance obligations and risks.
One operating system.
Every part of your compliance program.
[complye] is structured around the full compliance lifecycle - from setting up your governance framework through to oversight reporting. Each component connects to the next so your program runs as a system, not a collection of separate tasks.
How it works
The compliance operating system
The full program runs as a closed loop. Governance sets the obligations, monitoring tests them, incidents surface problems, remediation closes them out, and oversight reporting feeds back into governance to keep the register current.
Every stage in the loop shares the same records, so nothing is duplicated and nothing is lost. [complye] is designed around this model because it mirrors how compliance programs actually operate under ASIC guidance.
How it works
The compliance operating system
The full program runs as a closed loop. Governance sets the obligations, monitoring tests them, incidents surface problems, remediation closes them out, and oversight reporting feeds back into governance to keep the register current.
Every stage in the loop shares the same records, so nothing is duplicated and nothing is lost. [complye] is designed around this model because it mirrors how compliance programs actually operate under ASIC guidance.
Governance: Boards and Responsible Managers maintaining structured oversight of compliance obligations and risks.
Governance
Monitoring
Incidents
Remediation
Oversight
Governance
Boards and Responsible Managers maintaining structured oversight of compliance obligations and risks.
A register that reflects what you're actually required to do
Your compliance program starts with a clear picture of your obligations. Your governance register maps your licence conditions to your compliance activities - so you always know what you're required to do, who owns it, and whether it's current.
Obligation
Licence conditions captured
12 obligations mapped
Mapping
Linked to monitoring activity
Each obligation tracked
Ownership
Owner assigned, review tracked
Quarterly review set
Structured monitoring built from the governance framework
Monitoring programs are built from your governance framework. Each program links to the obligations it covers, has assigned owners and scheduled dates, and produces structured evidence records when completed. Oversight reporting pulls directly from monitoring completion data.
Program
Built from obligations
8 monitoring programs
Schedule
Monitoring activities run
Next review: May 2026
Evidence
Findings captured & signed off
4 reviews completed
Report
Summary produced for oversight
Q1 report ready
Every incident handled through the full response lifecycle
When something goes wrong, the platform manages the full response. Incidents are logged, classified, assessed for whether they constitute a reportable breach, and tracked through remediation to closure. Every step is documented.
Detection
Incident logged
3 incidents this quarter
Assessment
Breach assessment
Against regulatory criteria
Reportable
1 breach flagged
Remediation
2 actions assigned
Regulatory updates turned into tracked, actioned changes
Regulatory obligations change. New guidance, updated instruments, and revised standards need to be assessed against your compliance framework and actioned. The platform captures regulatory updates, routes them for impact assessment, and tracks them through to implementation.
Capture
Regulatory update received
ASIC instrument update
Assessment
Impact assessed against framework
3 obligations affected
Action
Changes tracked to completion
2 actions in progress
Governance updated
Oversight reporting generated from live platform data
Everything that happens in complye builds your compliance record. Oversight reports are generated from live platform data - not assembled manually. Your Responsible Managers and board get a clear, accurate picture of your compliance program at any point in time.
Governance
Monitoring
Incidents
Regulatory
Report
Oversight report generated
From live platform data
Review
Board & RM review ready
Accurate at any point in time
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See how [complye] supports AFSL and credit licensees managing governance oversight, monitoring programs and compliance risk.
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